Compliance Partner - Investments
Core
Strategic compliance adviser and trusted partner to Line 1 Investments business units, interpreting regulatory obligations and risks to provide practical advice and develop compliance plans.
Role type
Senior IC compliance partner (investments)
Builds
Compliance plans, risk insights, and a consistent compliance framework for investments business units
Domain
Financial services / Superannuation / Regulatory compliance
Required skills
Regulatory knowledge, commercial judgement, stakeholder management, compliance framework design, risk interpretation, training and awareness building, remediation strategy, cross-functional collaboration
Preferred skills
Experience in financial services or superannuation, ability to influence senior stakeholders, adaptability to regulatory change, continuous learning
Technologies
Risk Insights and Analytics tools
Responsibilities
Act as a strategic compliance adviser to Line 1 Investments business units; Interpret data and insights from the Risk Insights and Analytics team to communicate risks and trends; Provide proactive, practical advice to help business teams meet compliance obligations; Partner with stakeholders to develop fit-for-purpose compliance plans; Work with Regulatory Change functions to align on expectations and assess reform impacts; Support Compliance Monitoring and Reporting with reviews; Interpret complex regulatory obligations into clear guidance; Build compliance capability through training and engagement; Drive remediation and continuous improvement based on incident insights.
Seniority
Senior, hands-on IC