Senior Compliance Executive / Compliance Manager, , ETF Compliance Advisory
Core
Senior Compliance Executive acting as a trusted advisor to the EMEA ETF business, providing risk-based compliance guidance across the full product lifecycle from new launches to regulatory changes.
Role type
Senior IC Compliance Manager (Asset Management/ETFs)
Builds
Compliance guidance and product governance for EMEA ETF products
Domain
Financial Services / Asset Management / ETFs / Regulatory Compliance
Deliverable
client delivery
Required skills
ETF/UCITS product knowledge, regulatory framework expertise (Ireland), product governance advisory, stakeholder management, training delivery, conflict of interest management
Preferred skills
Central Bank of Ireland requirements knowledge, complex regulatory translation, global team collaboration
Technologies
None stated
Responsibilities
Review new product proposals and support launches with compliance advice; Advise on changes to existing ETF products and governance; Review investor-facing materials for regulatory alignment; Monitor regulatory developments and provide actionable guidance; Support implementation of regulatory changes; Deliver training on compliance best practices; Partner with Legal and business stakeholders on risk management.
Seniority
Senior, hands-on IC