Business Analyst, Investment Compliance
Core
Analyze data and processes to identify issues, risks, and improvement opportunities within Investment Compliance, supporting the delivery of change initiatives and ensuring consistent, scalable operations.
Role type
Business Analyst (Investment Compliance)
Builds
Practical, structured solutions for Investment Compliance tools, workflows, and controls
Domain
Financial Services / Asset Management / Investment Compliance
Deliverable
dashboards & analysis
Required skills
Data analysis, process mapping, root cause analysis, requirements gathering, UAT support, stakeholder coordination
Preferred skills
Financial services domain knowledge, asset management, compliance, order management systems
Technologies
Excel, SQL, Power BI, Python, AI-enabled productivity tools
Responsibilities
Analyze data and process flows to identify issues and risks; Support gathering, documentation, and validation of business requirements; Contribute to testing activities including UAT support and test case preparation; Identify opportunities to improve processes and workflows; Support implementation of improvements through structured change activity; Communicate findings and recommendations to stakeholders
Seniority
Individual Contributor, early to mid-career