Senior Associate, Portfolio Compliance
Core
Own the portfolio compliance oversight framework for a diverse global investment platform, acting as a trusted advisor to interpret guidelines and regulatory requirements into operational controls.
Role type
Senior Associate, Portfolio Compliance
Builds
Scalable operational solutions for alternative investment platforms
Domain
Alternative investments (private credit, fixed income, derivatives)
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
Portfolio compliance monitoring, regulatory interpretation, process design, exception resolution, system validation, data analysis, investment product knowledge, stakeholder influence, project management
Preferred skills
Allvue platform experience, automation implementation, UCITS/ERISA framework familiarity
Technologies
Excel, workflow systems, monitoring platforms
Responsibilities
Lead daily pre- and post-trade compliance monitoring; oversee coding and validation of compliance rules; prepare compliance reporting for senior management; resolve complex compliance exceptions; partner with Technology and Data to modernize the operating model
Seniority
Senior, hands-on IC