VP, AI Compliance Officer
Core
Provide second-line oversight, advisory support, and governance for Artificial Intelligence and Generative AI initiatives within Wealth Management to ensure regulatory compliance and responsible innovation.
Role type
VP, AI Compliance Officer
Builds
Governance frameworks, compliance policies, risk controls, and management reporting for AI/GenAI platforms.
Domain
Financial Services / Wealth Management / AI Regulation
Deliverable
dashboards & analysis
Required skills
AI governance strategy, regulatory rule assessment, risk mitigation, policy drafting, stakeholder collaboration, analytical reasoning
Preferred skills
Experience with Large Language Models, model risk management, audit remediation
Technologies
Generative AI, Large Language Models, Machine Learning
Responsibilities
Advise teams on AI governance and data usage; Review AI/ML models for regulatory compliance; Assess AI against risk considerations and recommend controls; Establish monitoring and testing controls; Collaborate on compliance policies and training; Participate in governance committees; Prepare management reporting and support regulatory inquiries.
Seniority
Vice President, strategic oversight & advisory
