Controls Assurance Manager
Core
Provide independent assurance and oversight of the control environment, risk management practices, and regulatory compliance across the wealth management business.
Role type
Mid-level IC controls assurance manager
Builds
Independent assurance reports, control improvement recommendations, and risk management framework monitoring
Domain
Financial services / Wealth management / Risk & Compliance
Deliverable
dashboards & analysis
Required skills
Risk-based testing, regulatory compliance assessment, control gap identification, stakeholder management, analytical skills, stress testing, scenario analysis
Preferred skills
GRCI or RMIA accreditation, experience in Australian financial services
Responsibilities
Conduct risk-based testing and reviews of key controls, provide independent oversight of risk-taking activities, identify control gaps and recommend solutions, monitor the Risk Management Framework effectiveness, support the annual Controls Assurance Plan, conduct stress testing and scenario analysis, prepare assurance reporting for stakeholders and leadership
Seniority
Mid-level, hands-on IC