BRCO Control Testing Senior Analyst
Core
Validates that processes and controls function as intended to mitigate risk, including SOX controls, by reviewing 1LOD activities and executing independent testing.
Role type
Senior IC internal audit and control testing analyst
Builds
Independent testing programs and evidence for control effectiveness
Domain
Financial services / Risk Management / Compliance
Required skills
SOX compliance knowledge, control design and operating effectiveness testing, risk assessment, issue remediation, stakeholder engagement, data analysis, regulatory reporting
Preferred skills
Banking industry product knowledge, process mapping, root cause analysis
Technologies
None explicitly stated
Responsibilities
Develop testing processes and procedures in alignment with enterprise risk frameworks, execute testing plans and scripts to evaluate control effectiveness, document narratives and flowcharts, report on control testing results and key themes, identify and escalate issues for remediation, validate remediation of control deficiencies, support internal and external audits
Seniority
Senior, hands-on IC
