Analyst - Distribution Governance
Core
Protect adviser and client outcomes through robust governance, monitoring, and continuous improvement of fee arrangements and controls.
Role type
Governance Analyst (Financial Services)
Builds
Controls and processes for adviser fee governance and risk management
Domain
Financial Services / Wealth Management / Distribution Governance
Deliverable
dashboards & analysis
Required skills
Risk-based testing, Data analysis and reconciliation, Root cause investigation, Regulatory knowledge (Australian financial services), Process improvement, Stakeholder collaboration
Preferred skills
Experience in adviser monitoring, Fee governance, Consent reviews, Remediation activities
Technologies
N/A
Responsibilities
Review adviser fee arrangements and conduct risk-based testing; Analyse and reconcile data across multiple systems to uncover anomalies; Investigate issues and partner with stakeholders for remediation; Prepare reporting for governance forums; Support policy and control improvements; Contribute to testing and change initiatives
Seniority
Mid-level, hands-on IC
