Assistant Manager, Investment Department Compliance
Core
Support compliance oversight across multiple Asian markets (Hong Kong, Singapore, Japan) for General Account and Private Markets investments.
Role type
Assistant Manager, Investment Department Compliance
Builds
Regional compliance framework and regulatory adherence for investment operations
Domain
Financial Services / Investment / Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory monitoring, Policy development, Licensing & regulatory filings, AML/CTF screening, Legal documentation review, Compliance reporting, Stakeholder engagement, Training delivery
Preferred skills
Cross-border regulatory experience, Investment/insurance business support, Policy development interest
Technologies
N/A
Responsibilities
Provide compliance advice to business stakeholders, Monitor regulatory developments across jurisdictions, Contribute to compliance policy development, Support licensing matters and regulatory filings, Support compliance review of new investment opportunities, Assist in reviewing legal and commercial documentation, Support preparation of compliance reporting, Participate in compliance program initiatives
Seniority
Mid-level, hands-on IC