Investment Management Compliance, Director (AVP) /Vice President
Core
Managing regulatory risks and ensuring compliance with laws and regulations for public and private side investment management businesses across Asian jurisdictions.
Role type
Director/VP Investment Management Compliance
Builds
Regional compliance policies, training programs, and regulatory reporting for MSIM Asia
Domain
Financial Services / Investment Management / Regulatory Compliance
Required skills
Regulatory knowledge in Asia, Investment management industry expertise, Policy drafting, Training delivery, Audit coordination, Cross-border compliance advice
Preferred skills
Experience in financial regulator, Knowledge of OTC derivatives and licensing
Technologies
N/A
Responsibilities
Advise MSIM business on compliance matters across Asian jurisdictions, Draft and maintain regional compliance policies, Conduct training sessions and communicate regulatory updates, Ensure compliance with regulatory frameworks for cross-border activities, Assist in audit and regulatory filings, Review marketing materials for regulatory alignment
Seniority
Director/VP, Senior IC with strategic oversight
