Head of Compliance Monitoring
Core
Own Lendable's risk-based compliance monitoring programme and lead the team delivering independent second line assurance on legal and regulatory obligations for a UK FCA regulated consumer credit firm.
Role type
Senior IC Head of Compliance Monitoring (Second Line)
Builds
Independent second line assurance function and monitoring reports for the Head of Compliance, executive management, and the Board.
Domain
Fintech / Consumer Credit / UK Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Risk-based compliance monitoring programme design, UK FCA Handbook knowledge (PRIN, Consumer Duty, CONC, SYSC, DISP, SMCR, MCOB), Consumer Credit Act expertise, Data protection (UK GDPR, DPA 2018), Team leadership, Evidence-based reporting, Escalation management
Preferred skills
Internal audit experience, Secured lending experience, Professional qualifications (IIA, ICA, CISI)
Technologies
None explicitly stated
Responsibilities
Own the compliance monitoring plan and methodology, Scope and deliver thematic and BAU reviews across the customer journey, Test the design and operating effectiveness of first line controls, Issue clear, evidence-based reports setting out findings and track remediation, Escalate actual or potential customer harm, Produce monitoring MI for senior management and the Board, Support FCA supervisory engagement, Lead and develop the compliance monitoring team
Seniority
Senior, hands-on IC
