Senior Compliance Officer
Core
Embedding the Compliance Management Framework and supporting compliance maturity across DUAL ANZ by translating regulatory requirements into practical business processes and controls.
Role type
Senior Compliance Officer (Insurance/Financial Services)
Builds
Compliance governance processes, monitoring plans, incident management systems, and financial crime compliance arrangements.
Domain
Insurance underwriting and financial services regulation
Deliverable
dashboards & analysis
Required skills
Compliance management frameworks, regulatory obligations interpretation, incident investigation and root cause analysis, financial crime compliance (AML/CTF/sanctions), policy and procedure development, stakeholder collaboration, analytical risk identification
Preferred skills
Experience in regulated environments (insurance, funds management, trustee), preparing governance reports, third-party risk management
Technologies
None stated
Responsibilities
Implement and improve the Compliance Management Framework; develop and deliver the Compliance Monitoring Plan; prepare compliance reporting for senior management and the Board; manage compliance incidents and breaches; oversee financial crime compliance arrangements; develop compliance policies and procedures; support audit and assurance activities.
Seniority
Mid-Senior, hands-on IC
