(Securities) VP, Head of Compliance
Core
Leads the Local Compliance department to ensure organizational compliance with legislation and regulations by embedding Compliance Risk Management practices and acting as a navigator for the bank.
Role type
VP/Head of Compliance (Securities)
Builds
Compliance frameworks, risk management procedures, and stakeholder engagement plans.
Domain
Financial Services / Banking / Compliance
Required skills
Compliance risk management, regulatory interpretation, stakeholder management, performance management, data protection oversight, money laundering monitoring, consumer protection, privacy management.
Preferred skills
Experience in financial institutions, analytical skills, multitasking.
Technologies
FISCMA, Global Personal Data Protection Policy (GPDP)
Responsibilities
Translate compliance risk appetite to principles and objectives; provide authoritative compliance advice to senior managers; challenge business initiatives and processes; manage relationships with regulators and local authorities; act as Whistleblower Reporting Officer, MLRO, Data Protection Officer, Chief Consumer Officer, Chief Privacy Officer, and Credit Information Protection Officer.
Seniority
VP, strategic leadership & mentorship