Governance & Compliance Specialist
Core
First point of contact for compliance requests, handling investor compliance approvals, running KYC, managing corporate governance, and supporting regulatory filings and audits for a global venture capital and private markets platform.
Role type
mid-level IC governance and compliance specialist
Builds
compliance processes, governance records, and regulatory reporting for a venture investing platform
Domain
financial services / venture capital / private markets
Required skills
compliance, AML/KYC, corporate governance, regulatory filings, risk assessment, policy updates, training management, research
Preferred skills
corporate KYC, beneficial ownership, financial services, fintech, funds/VC, professional qualifications (CAMS, legal, accounting), AI tools
Technologies
compliance management systems, AI tools
Responsibilities
Review investor compliance approvals, run KYC on partners and entities, help run corporate governance including resolutions and filings, support licensing and regulatory correspondence, manage compliance calendar and monitoring, work with product on compliance improvements, research regulatory questions
Seniority
Mid-level, hands-on IC
