Manager, Business Compliance
Core
Conduct pre-submission reviews of DBS cases, perform quality assurance checks, and coordinate communications with business teams and regulators to ensure compliance.
Role type
Manager, Business Compliance
Builds
DBS case submissions and compliant business processes
Domain
Financial services / Regulatory compliance
Required skills
Financial services compliance knowledge, Regulatory environment understanding, Quality assurance, Workflow management, Stakeholder coordination, Policy design, Team management, Change management
Preferred skills
Advanced understanding of company business, Technology skills for compliance systems
Responsibilities
Conduct pre-submission reviews of DBS cases, Perform quality assurance checks against established checklist requirements, Follow up with Relationship Managers and Business teams on documentation gaps, Monitor submission turnaround times and SLA adherence, Coordinate ongoing communications with FCC, Business teams, and DBS Frontline, Prepare discussion materials for periodic governance meetings, Provide guidance to Business teams on documentation standards, Conduct refresher training on submission requirements, Design policies and procedures for innovative products, Facilitate decision making across groups in the company
Seniority
Manager, full resource management and team leadership