APAC Infrastructure Compliance – Director/Vice President
Core
Provides independent oversight and challenge for compliance matters impacting Morgan Stanley's infrastructure teams (Operations and Finance) across the Asia Pacific region, ensuring adherence to regulatory and transaction reporting, client assets, clearing, margins, and settlement.
Role type
Director/Vice President, Infrastructure Compliance
Builds
Ensures regulatory requirements are met for Morgan Stanley core businesses (ISG, MSIM, PWM) in APAC.
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory monitoring, compliance advisory, reporting & governance, training development, risk-based testing, stakeholder management, analytical skills, communication
Preferred skills
Asian language fluency
Technologies
None stated
Responsibilities
Monitor and track new rules from APAC regulators (SFC, HKMA, MAS, ASIC); Provide compliance advice on infrastructure topics; Report on compliance topics to local and global management; Develop and deliver training programs; Drive risk-based monitoring checks and testing programs.
Seniority
Director/Vice President, strategic oversight & mentorship