APAC Infrastructure Compliance - Director/Vice President
Core
Provides independent oversight and challenge for compliance matters impacting Morgan Stanley's infrastructure teams (Operations and Finance) across the Asia Pacific region, ensuring adherence to regulatory requirements, transaction reporting, client assets, clearing, margins, and settlement.
Role type
Director/Vice Principal Compliance Officer (Infrastructure)
Builds
Compliance frameworks, regulatory reporting controls, and governance processes for APAC infrastructure teams.
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory monitoring, compliance advisory, risk-based testing, stakeholder collaboration, policy development, training delivery, rule interpretation
Preferred skills
Asian language fluency, deep understanding of global financial institution operations
Technologies
N/A
Responsibilities
Monitor and track new rules from APAC regulators (SFC, HKMA, MAS, ASIC); Provide compliance advice on infrastructure topics; Report on compliance topics to local and global management; Develop and deliver training programs; Drive risk-based monitoring checks and testing programs.
Seniority
Director/Vice President, strategic oversight & mentorship