COMPLIANCE ANALYST II - REGULATORY COMPLIANCE
Core
Regulatory Compliance Analyst supporting the Investments front by ensuring regulatory compliance and risk mitigation for a digital bank.
Role type
Compliance Analyst II (Regulatory)
Builds
Regulatory compliance frameworks and risk mitigation strategies for investment operations
Domain
Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory compliance knowledge, document organization, data analysis, reporting, stakeholder alignment
Preferred skills
Power BI, English (intermediate)
Technologies
Office Suite, Power BI
Responsibilities
Maintain updated regulatory demands with CVM, Anbima, Apimec, Ancord, B3, BSM; Support external audits with evidence organization and action plan management; Support governance routines for process organization and data consistency; Monitor regulatory updates and disseminate relevant information; Consolidate data for management reports; Register and track regulatory non-conformities.