Associate Principal, Regulatory Policy
Core
Monitoring and analyzing domestic and international regulatory developments to support OCC's regulatory advocacy strategy and engagement with regulators.
Role type
Associate Principal, Regulatory Policy
Builds
Regulatory advocacy strategy, comment letters, briefing materials, and regulatory filings for the Options Clearing Corporation.
Domain
Financial services regulation (clearing, securities, derivatives)
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory policy analysis, stakeholder management, project management, strategic communication, cross-functional collaboration
Preferred skills
Knowledge of U.S. and international regulatory frameworks, experience in financial services regulation, familiarity with clearing/settlement functions
Technologies
Bloomberg Government, Microsoft Office
Responsibilities
Monitor and analyze regulatory developments from bodies like SEC, CFTC, and Federal Reserve; lead designated regulatory workstreams; manage comment-letter deadlines and submissions; prepare background memos and briefing books for senior leadership; manage incoming regulatory information requests; maintain internal regulatory calendars.
Seniority
Senior, hands-on IC