GEAR Information Management Analyst
Core
Processes third-party subpoenas, manages legal orders, and handles civil legal matters including levies and garnishments for a Private Bank relationship.
Role type
Legal Order Operations Analyst
Builds
Timely accurate responses to legal matters and compliant account documentation
Domain
Banking / Legal Compliance
Deliverable
client delivery
Required skills
Research, document review, legal document interpretation, state and federal law application, system navigation, caseload management, risk identification
Preferred skills
Process improvement, training, stakeholder negotiation
Technologies
Dozens of banking systems and platforms
Responsibilities
Process third-party subpoenas served on the bank, act as a liaison to prepare witnesses for depositions, restrict client accounts due to attachments, review complex legal documents and log key information, apply state and federal laws to maintain compliance, navigate systems to research and acquire responsive documents, interact with state and government agencies and attorneys, manage a large caseload, submit timely accurate responses to legal matters, review and approve required account documentation, identify risk and opportunities for process improvement
Seniority
Individual Contributor, moderately complex activities
