Conduct Regulation Assurance Specialist
Core
Plan and deliver independent second-line assurance reviews to assess how effectively conduct risks are managed, identifying emerging issues and providing practical recommendations to improve customer outcomes.
Role type
Second-line assurance specialist (conduct risk)
Builds
Independent assurance insights and recommendations for conduct risk management
Domain
Financial services / Insurance / Conduct regulation
Deliverable
dashboards & analysis
Required skills
Second-line assurance, internal audit, risk or compliance experience, FCA Handbook knowledge, conduct regulation expertise, data analysis, project management, agile working
Preferred skills
Technology adoption for assurance, stakeholder engagement, constructive challenging
Responsibilities
Plan and deliver assurance reviews using evidence and data, identify emerging conduct risk issues, challenge controls constructively, communicate clear findings and recommendations, work with stakeholders across the business, contribute to wider projects and initiatives