CareerPlan

Conduct Regulation Assurance Specialist

Stratford-upon-Avon, England, GBRemoteFull-time£52k2026-11-06 → 2026-11-10
Hybrid

Core

Provide independent second-line assurance over conduct risks to assess how effectively they are managed and deliver clear insights to improve customer outcomes.

Role type

Conduct Regulation Assurance Specialist (Second-line assurance)

Builds

Assurance reviews, risk assessments, and practical recommendations for the business

Domain

Financial services / Insurance / Conduct regulation

Deliverable

dashboards & analysis

Required skills

Analytical thinking, evidence evaluation, data analysis, project management, stakeholder engagement, regulatory knowledge (FCA Handbook)

Preferred skills

Second-line assurance, internal audit, risk, or compliance experience

Technologies

Data analysis tools, assurance technology platforms

Responsibilities

Plan and deliver assurance reviews using evidence and data; identify emerging issues and challenge controls; communicate clear, balanced findings and recommendations; work with stakeholders across the organization to understand business operations.

Seniority

Mid-level, fixed-term contract