Risk & Compliance (Distribution/Market Conduct)
Core
Support the Head of Risk and Compliance in overseeing distribution compliance and entity-level risk management frameworks, including risk identification, management, mitigation, and outsourcing oversight.
Role type
Senior IC risk and compliance manager (distribution/market conduct)
Builds
Operational risk management frameworks, compliance policies, and risk committee reporting materials
Domain
Insurance and financial services
Required skills
Risk assessment, business continuity planning, regulatory compliance, outsourcing oversight, incident analysis, governance committee coordination, policy development, stakeholder engagement
Preferred skills
Insurance industry knowledge, market conduct expertise, root cause analysis, remediation planning
Technologies
N/A
Responsibilities
Conduct risk assessments on key processes, projects, and initiatives; Develop and maintain compliance policies and frameworks; Prepare materials for Operational Risk, Board Risk, and Board of Directors meetings; Review complaints, incidents, and investigations to drive remediation; Provide compliance guidance on sales practices and distribution activities; Oversee third-party product materials and distribution agreements
Seniority
Senior, hands-on IC