Responsible Officer - SFC Type 1, 4 & 9
Core
Drive setup and day-to-day oversight of Type 1 dealing activities (fund distribution, placement, trading) and manage offshore fund structures (Cayman, BVI) while ensuring SFC compliance.
Role type
Senior Responsible Officer (SFC Type 1, 4 & 9)
Builds
Offshore fund structures and dealing operations for asset management/brokerage
Domain
Financial Services / Securities / Offshore Fund Management
Required skills
SFC Responsible Officer status (Type 1, 4, 9), offshore fund structuring (Cayman/BVI), SFC regulatory compliance, asset management, securities dealing, team leadership
Preferred skills
CEO collaboration, agile environment adaptation, proactive communication
Technologies
SFC Codes of Conduct, AML/CFT policies, SFO regulations
Responsibilities
Oversee Type 1 dealing operations, manage offshore fund structures, liaise with SFC, mentor junior staff
Seniority
Senior, hands-on IC