Senior Compliance Manager – Global Asset MAnager
Core
Develop, implement, and maintain compliance policies and procedures for the asset management business, ensuring adherence to SFC guidelines and regulatory requirements.
Role type
Senior Compliance Manager (Asset Management)
Domain
Asset Management / Alternative Investments
Required skills
Regulatory compliance, risk assessment, policy development, stakeholder collaboration, training delivery, SFC regulations knowledge, investment product knowledge, analytical skills, problem-solving
Preferred skills
CAMS, CFA, CPA certifications, fluent Mandarin language skills
Responsibilities
Develop and maintain compliance policies, monitor regulatory compliance, conduct risk assessments, provide regulatory guidance, deliver compliance training, collaborate with internal teams
Seniority
Senior, hands-on IC