Director of Compliance
Core
Manage and maintain the company's compliance program to ensure regulatory and legal adherence while enabling the efficient build of consumer-facing financial products.
Role type
Director of Compliance (Fintech)
Builds
Consumer financial products (cash access, credit building) and compliance frameworks
Domain
Fintech / Consumer Finance / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
U.S. consumer financial regulations (UDAAP, TILA/Reg Z, EFTA/Reg E, FCFA), AML/KYC program implementation, regulatory reporting, cross-functional product integration, complaint monitoring and remediation, risk trend analysis
Preferred skills
Series A–C stage scaling experience, tooling for transaction monitoring and case management, relevant certifications (JD, CRCM)
Technologies
Transaction monitoring tools, case management systems, reporting platforms
Responsibilities
Maintain compliance framework for scaling financial products, track regulatory developments, review consumer-facing touchpoints (flows, disclosures, marketing), support regulator/auditor engagement, build scalable processes for market expansion, embed compliance in product design, manage consumer complaint remediation, prepare data-driven reporting for management and Board, foster compliance-minded culture
Seniority
Director, strategic execution & cross-functional leadership