Regulatory Assurance Specialist
Core
Deliver independent assurance reviews to strengthen the compliance framework and support effective risk management and regulatory outcomes for a member-owned bank.
Role type
Mid-level IC regulatory assurance specialist
Builds
Independent assurance reviews and compliance reports
Domain
Banking / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory knowledge, control assessment, report writing, stakeholder engagement, data analysis, problem-solving
Preferred skills
Coaching, quality review support, challenging the status quo
Technologies
Microsoft Office, reporting systems
Responsibilities
Lead and deliver regulatory assurance reviews across key compliance obligations; Assess the effectiveness of business processes, controls and regulatory compliance outcomes; Identify control weaknesses, process gaps and compliance issues, providing practical recommendations for improvement; Prepare clear, concise assurance reports and present findings to stakeholders and leaders; Monitor and challenge remediation actions to ensure issues are effectively addressed and closed; Conduct targeted reviews of high-risk areas and emerging compliance risks.