Regulatory Assurance Specialist
Core
Deliver independent assurance reviews to strengthen the compliance framework and support effective risk management and regulatory outcomes.
Role type
mid-level IC regulatory assurance specialist
Builds
independent assurance reviews and compliance reports
Domain
Banking / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
regulatory knowledge, control assessment, report writing, stakeholder engagement, data analysis, problem solving
Preferred skills
coaching, quality review support
Technologies
Microsoft Office, reporting systems
Responsibilities
Lead and deliver regulatory assurance reviews; Assess effectiveness of business processes and controls; Identify control weaknesses and compliance issues; Prepare assurance reports and present findings; Monitor remediation actions; Conduct targeted reviews of high-risk areas.
Seniority
Mid-level, hands-on IC