Compliance Investment Information Services - Associate
Core
Interpret investment guidelines, build and maintain compliance rules, investigate violations, and deliver regulatory reports for asset owners and managers.
Role type
Associate, post-trade compliance analyst
Builds
Post-trade compliance monitoring rules and client/regulatory reports
Domain
Asset management, investment risk, post-trade compliance
Required skills
rule logic design, compliance platform configuration, exception investigation, root-cause analysis, regulatory knowledge, data validation, report preparation, stakeholder partnership
Preferred skills
CFA/FRM/CPA certification, rule migration experience, automation tools (Python/Alteryx), audit support, asset owner segment exposure