Job
Core
Ensure organizational operations comply with regulatory and legislative provisions, develop compliance policies, and manage communications with regulatory authorities.
Role type
Compliance Officer
Builds
Compliance policies, procedures, and reports
Domain
Financial Services / Trading
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Regulatory framework knowledge, risk analysis, policy development, stakeholder collaboration, report preparation, corrective action planning
Preferred skills
Trading industry experience, independent project management
Technologies
N/A
Responsibilities
Ensure compliance with regulatory and legislative provisions, develop and implement compliance policies, collaborate with internal departments, prepare compliance reports, monitor industry developments, act as primary contact for regulatory authorities, evaluate and improve compliance systems, analyze operational risks, suggest solutions for compliance issues
Seniority
Junior to Mid-level