Senior Compliance Officer
Core
Develop and deliver a risk-based Compliance framework including monitoring, independent challenge, policy maintenance, and regulatory reporting for Cboe Europe's businesses.
Role type
Senior Compliance Officer (Second Line)
Builds
Compliance Monitoring Programme, regulatory filings, and internal compliance policies/procedures
Domain
Financial Services / Securities Trading / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Regulatory knowledge (UK/EU), risk assessment, policy development, stakeholder management, analytical problem-solving, trading techniques familiarity
Preferred skills
Experience in exchange or regulated firm compliance, adaptability under pressure, technology adoption
Technologies
N/A
Responsibilities
Implement the risk-based Compliance Monitoring Programme (CMP); Deliver periodic Compliance Risk Assessment; Assess impact of new regulatory changes; Provide compliance advice to the business; Produce and maintain internal compliance policies and controls; Maintain relationships with regulatory bodies; Ensure timely submission of regulatory filings
Seniority
Senior, hands-on IC