Transfer Agency Oversight Manager (Cross Border)
Core
Manage the oversight of Third-Party Administrators (TPAs) and internal delegates to ensure superior EMEA Transfer Agency servicing, regulatory compliance, and SLA adherence for cross-border investment products.
Role type
Senior IC Transfer Agency Oversight Manager
Builds
EMEA TA servicing for cross-border investment products
Domain
Financial Services / Investment Management / Transfer Agency
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
Team leadership, TPA relationship management, regulatory compliance (UCITS, SICAV, QIF/FCP, ETF), operational process monitoring, budget management, risk control, project management, performance management
Preferred skills
Cross-border vs UK regulatory knowledge, industry forum participation, cost validation, succession planning
Technologies
N/A
Responsibilities
Oversee TPA performance and SLA adherence; manage internal delegate relationships and local procedures; monitor regulatory compliance and incident breaches; lead direct reports and manage team development; validate invoices and monitor KPI penalty triggers; participate in industry forums and regulatory consultations.
Seniority
Senior, hands-on IC with team leadership