Transfer Agent Oversight Associate
Core
Full management and oversight of the day-to-day Transfer Agent (TA) operations, including reconciliation, incident resolution, and executive reporting.
Role type
Senior IC Transfer Agent Oversight Associate
Builds
Transfer Agency operations and reporting for investment management firms
Domain
Financial Services / Investment Management / UK Fund Industry
Required skills
Transfer Agency operations management, Cash and Account Reconciliations, Issue and Incident resolution, Executive reporting, KPI review, FAST system knowledge, AWD system knowledge, FCA CASS rules understanding
Preferred skills
UK fund industry knowledge, Investment management firm experience
Technologies
FAST, AWD
Responsibilities
Manage and oversee day-to-day Transfer Agent operations, Review cash and account reconciliations, Manage and resolve issues and incidents, Prepare executive management information reports, Review monthly KPIs, Document TA oversight processes
Seniority
Senior, hands-on IC