Transfer Agency Oversight Analyst - 12 month FTC
Core
Monitor and manage third-party Transfer Agents and Bank Account Providers to ensure compliance, operational efficiency, and high-quality client experience across the UK and Luxembourg.
Role type
Senior IC transfer agency oversight analyst
Builds
Operational oversight framework and service level agreements for fund administration vendors
Domain
Asset Management / Fund Operations / Regulatory Compliance
Deliverable
client delivery
Required skills
Transfer Agency practices, Client Money Regulations, UK/Luxembourg fund distribution landscape, Service Level Agreement negotiation, Root cause analysis, Management Information review
Preferred skills
Process improvement, Vendor due diligence, Breach management
Responsibilities
Investigate and resolve operational queries and incidents, Conduct service review meetings and due diligence, Formulate and negotiate service level documents, Support Breaches & Complaints processes, Review and interrogate Management Information, Maintain desktop procedures
Seniority
Mid-Senior, hands-on IC