Associate, Transfer Agency, Fund Services
Core
Process investor capital activities, manage AML compliance, and serve as a bridge between business and compliance teams.
Role type
Associate, Transfer Agency & Fund Services Compliance
Builds
Effective AML policies, procedures, systems, and controls
Domain
Financial Services / Fund Administration / Anti-Money Laundering
Required skills
AML/CFT regulatory knowledge, KYC/AML checks, sanction list screening, client servicing, payment settlement, account opening procedures, token rights tracking, legal and regulatory development identification, sample checking, document review
Preferred skills
Master's degree, Fund Services experience, CAMS/ICA/CFE certifications, World-Check experience
Technologies
World-Check
Responsibilities
Process investor capital activities (subscription, redemption, switching, transfer), review supporting documents, establish and maintain AML policies and controls, act as bridge for AML case escalation, identify new regulatory developments, perform sample checking on customer due diligence, arrange payment settlements, coordinate account opening procedures, provide support to other operations teams
Seniority
Mid-level, hands-on IC
