Branch Manager (Houston, TX)
Core
Manage a retail branch office of Raymond James, overseeing compliance, sales goals, and daily operations while serving clients.
Role type
Senior IC branch manager (financial services)
Builds
Retail branch operations and client service
Domain
Financial services / Wealth management
Required skills
Strategic planning, compliance oversight, budget management, team supervision, client relationship management, financial analysis, regulatory knowledge
Preferred skills
Community representation, conflict resolution, performance appraisal, cross-training coordination
Technologies
Office software, databases, spreadsheets
Responsibilities
Evaluate branch structure and strategic plan, ensure adherence to firm and regulatory policies, review client accounts and resolve complaints, coordinate personnel licensing, oversee daily trading and office activities, develop revenue and expense budgets, attract and train Financial Advisors, conduct performance appraisals, participate in community affairs, service clients in own book of business
Seniority
Senior, hands-on IC