Strategy Governance and Reporting Compliance Manager
Core
Administers and manages compliance functions, issues, regulatory changes, and emerging risks within the Strategy, Governance & Reporting team for PCG & Asset Management Compliance.
Role type
Senior IC compliance manager (strategy, governance, reporting)
Builds
Scalable compliance solutions, standardized processes, and strategic reports for senior leadership
Domain
Securities and banking compliance
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure
Required skills
Securities/banking compliance knowledge, SEC/FINRA/FDIC/OCC/FFIEC regulation expertise, issues management, regulatory change management, exam coordination, books and records management, risk identification and mitigation, process standardization, project leadership, stakeholder collaboration, oral and written reporting, compliance training development
Preferred skills
Smartsheet proficiency, additional industry regulation certifications
Technologies
Smartsheet
Responsibilities
Partner on strategic compliance initiatives, manage issue tracking and action plans from identification to completion, coordinate with Internal Audit and Regulatory Exams, prepare and deliver presentations to management, develop compliance training programs, create detailed desk procedures to standardize workflows
Seniority
Senior, hands-on IC