Portfolio Implementation Compliance Analyst
Core
Ensure Clients' and Shareholders' assets are invested timely and accurately, partner with Legal to ensure ongoing compliance, and work with portfolio specialists to maximize portfolio alignment and reduce risk.
Role type
Portfolio Implementation Compliance Analyst
Builds
Investment portfolios for clients and shareholders
Domain
Asset Management / Investment Operations
Required skills
Investment operations process expertise, portfolio guidelines knowledge, compliance monitoring, risk reduction, process engineering, automation tool usage, analytical thinking, relationship building
Preferred skills
Self-driven learning, autonomous work, curiosity about process connections, emerging technology application
Technologies
Automation tools, technology platforms
Responsibilities
Participate in the investment operations process to ensure timely and accurate asset investment, partner with Legal and guidelines specialists for compliance, work with portfolio specialists to maximize alignment and reduce risk, lead team projects leveraging technology and automation to scale operations.
Seniority
Mid-level, individual contributor with some project leadership