Senior Executive, Product and Sales Compliance
Core
Provide compliance advisory support to business stakeholders for day-to-day operations and new business initiatives, including reviewing product due diligence and managing regulatory changes.
Role type
Senior IC product and sales compliance officer
Builds
Compliance reports, training materials, and policy/procedure updates
Domain
Life insurance and financial advisory
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
regulatory knowledge (Insurance Act, Financial Advisers Act, MAS regulations), product due diligence review, investigation of non-consumer feedback and whistleblowing, strategic initiative contribution, policy maintenance
Preferred skills
life insurance and financial advisory environment understanding, ability to work with minimal supervision, analytical and problem-solving skills, strategic and critical thinking skills
Technologies
N/A
Responsibilities
Provide compliance advisory support to business stakeholders; Review product due diligence and associated materials; Manage new and amended regulations; Conduct investigation into non-consumer feedback and whistleblowing cases; Support regulatory liaison and management matters; Prepare Compliance reports and training materials; Maintain Compliance policies and procedures
Seniority
Senior, hands-on IC