Senior Administrator (Transfer Agency)
Core
Process investor transactions, maintain registration records, and execute AML/KYC controls for fund administration.
Role type
Senior Transfer Agency Administrator
Builds
Investor accounts and transaction records for global fund clients
Domain
Financial Services / Fund Administration
Required skills
Transfer Agency operations, Dealing administration, Registration administration, AML/KYC compliance, UCITS/OEICs/AIFs knowledge, Sanctions screening, Customer due diligence, Trade exception resolution, Regulatory adherence
Preferred skills
IAQ/CISI qualification, AML screening systems, Fund launches/migrations, FCA regulatory knowledge
Technologies
Transfer Agency platforms, Microsoft Office
Responsibilities
Process subscription, redemption, switch, and transfer requests; Maintain investor registration records and handle account changes; Perform AML/KYC reviews and sanctions screening; Resolve trade exceptions and discrepancies; Mentor junior colleagues and support process improvements
Seniority
Senior, hands-on IC with mentoring responsibilities