Regional Front Office Risk Manager
Core
Oversee advice suitability, business conduct, and regional Front Office risks as the first line of defence for LGT Wealth Management's Australian clients.
Role type
Senior Front Office Risk Manager
Builds
A practical risk-based control environment for the regional advisory business
Domain
Australian Private Wealth / Financial Services Regulation
Deliverable
dashboards & analysis
Required skills
Compliance oversight, risk assessment, control testing, regulatory knowledge, training delivery, exception management
Preferred skills
Line 1 wealth advice experience
Technologies
N/A
Responsibilities
Provide oversight of adviser and client activities and advice suitability; Coordinate control checks, risk assessments, and key control testing; Deliver training and guidance to advisers and associates; Review and approve business exceptions and pre-approvals; Maintain exception, incident, and escalation processes
Seniority
Senior, hands-on IC
