Senior Associate - Client Onboarding
Core
Partner with sales, trading, clearing, and compliance teams to manage the full client lifecycle including onboarding, account openings, refreshes, and offboarding for institutional clients.
Role type
Senior Associate, Client Onboarding
Builds
Client onboarding processes and account lifecycle management for institutional clients
Domain
Financial Services / Capital Markets / Prime Brokerage
Deliverable
client delivery
Required skills
Client onboarding, Equities Prime Brokerage, Futures Clearing, Security-Based Swaps, CFTC regulations, FINRA regulations, SEC regulations, Anti-Money Laundering (AML), Know Your Customer (KYC), BSA, USA PATRIOT Act, FinCEN, relationship building with front office and institutional clients
Preferred skills
None stated
Technologies
None stated
Responsibilities
Partner with sales and trading, futures clearing, investment banking, securities finance, trade support, client service, legal and compliance on all facets of the client life cycle; manage new account openings, periodic refresh, and client offboarding; build and maintain relationships with front office colleagues and institutional clients; articulate the company mission to clients
Seniority
Senior, hands-on IC
