Associate - Client Onboarding
Core
Partner with sales, trading, legal, and compliance teams to manage the full client lifecycle including onboarding, account openings, refreshes, and offboarding for institutional clients.
Role type
Associate Client Onboarding Specialist
Builds
Client onboarding workflows and account lifecycle management processes
Domain
Financial Services / Prime Brokerage / Capital Markets
Deliverable
client delivery
Required skills
Client relationship management, KYC due diligence, AML compliance, regulatory knowledge (FINRA/SEC), risk assessment, screening tool usage, manual research
Preferred skills
Experience in Equities Prime Brokerage, Futures Clearing, or Security-Based Swaps
Technologies
WorldCheck, CLEAR
Responsibilities
Execute end-to-end KYC reports and periodic refreshes, conduct initial risk assessments, gather client information, identify escalation issues, perform basic manual research using screening tools, support new account openings and client offboarding
Seniority
Associate, individual contributor
