Associate/Senior Associate, AML/KYC
Core
Primary point of contact for investor AML/KYC onboarding, ongoing monitoring, regulatory reporting, and client due diligence across fund administration and corporate segments.
Role type
Associate/Senior Associate AML/KYC Compliance Officer
Builds
Client due diligence files, regulatory reports, and risk assessments for funds and corporate clients
Domain
Financial Services / Investment Administration / AML/CFT Compliance
Required skills
AML/KYC regulations, Source of Funds/Wealth verification, Enhanced Due Diligence (EDD), Sanctions screening, Adverse media checks, Regulatory reporting, Risk-based reviews, Client onboarding, Process improvement
Preferred skills
Fund Administration knowledge, Chinese language proficiency, ICA/ACAMS certification
Technologies
AML/CFT frameworks, Client databases, Regulatory reporting systems
Responsibilities
Conduct and review KYC assessments including EDD and risk-based reviews for individuals, trusts, and financial institutions; Oversee and quality-check onboarding and review processes; Maintain accurate client records and databases; Provide guidance and training to internal teams and external stakeholders; Contribute to operational excellence by driving process improvements and managing review workflows