Job
Core
Ensure organizational operations comply with regulatory and legislative provisions, develop compliance policies, and act as the primary contact for regulatory authorities.
Role type
Compliance Officer
Builds
Compliance policies, procedures, and reports for senior management
Domain
Financial Services / Regulatory Compliance
Required skills
Regulatory framework knowledge, risk analysis, policy development, stakeholder collaboration, report writing, project management
Preferred skills
Trading industry experience, English proficiency, analytical skills
Technologies
N/A
Responsibilities
Ensure compliance with regulatory and legislative provisions, Develop and implement compliance policies and procedures, Prepare and submit detailed compliance reports to senior management, Monitor industry developments to maintain compliance with regulatory changes, Act as the primary point of contact for regulatory authorities, Analyze risks associated with operations and develop mitigation action plans
Seniority
Junior, hands-on IC