Senior Associate - Audit, Compliance and Operational Risk
Core
Build and operationalize governance, risk, and compliance within the Legal and Compliance organization, focusing on control assessments, risk assessments, policy development, and process improvements.
Role type
Senior Associate, GRC (Audit, Compliance, Operational Risk) (via careerplan.io/jobs/9baa2980-1cbf-4a54-9ee9-33403986cf45-senior-associate-audit-compliance-and-operational-risk-at-voleon)
Builds
Governance, risk, and compliance programs; internal audit plans; compliance policies; SOC documentation
Domain
Financial services / Investment management / Regulated environments
Required skills
GRC program maturity, risk assessment methodologies (COSO), control mapping, policy lifecycle management, stakeholder navigation, remediation tracking, vendor risk management, audit execution, regulatory environment navigation
Preferred skills
SOC 1/COSO/Rule 206(4)-7 frameworks, financial services/hedge fund background, automated compliance platforms, operational risk expertise, investor-facing material creation
Technologies
Risk registers, control mapping tools, automated compliance platforms, audit management systems
Responsibilities
Complete risk reviews and document key controls; plan and execute scoped audits including walkthroughs and testing; develop and enforce compliance policies; manage SOC projects and coordinate with audit teams; track gaps and remediation efforts; document operational workflows for audit, risk, and compliance
Seniority
Mid-level Individual Contributor