AVP/ VP- Global Private Equity Firm- Singapore
Core
Ensure adherence to MAS regulations and internal governance frameworks for a global private equity firm's APAC operations, acting as a liaison with regulators.
Role type
Senior Compliance Specialist (Private Equity)
Builds
Cross-border governance frameworks and compliance policies for fund marketing and distribution across APAC.
Domain
Financial Services / Private Equity / Regulatory Compliance
Required skills
MAS Capital Markets Services Licence (CMSL) expertise, AML/CFT knowledge, PDPA compliance, fund registration processes, regulatory inspection management, policy drafting, cross-border compliance strategy
Preferred skills
Private markets compliance experience, knowledge of Hong Kong/Japan/Australia regulatory environments, executive management engagement
Technologies
AI tools for compliance process improvement
Responsibilities
Ensure compliance with MAS and APAC regulatory requirements including license maintenance and risk management. Monitor ongoing obligations under APAC regulatory frameworks and drive implementation of changes. Drive fund registration processes in key APAC jurisdictions. Draft, implement, and maintain APAC compliance policies and controls. Manage regulatory inspections and audits. Provide compliance advisory support to front office and senior management on new products and cross-border marketing.
Seniority
Senior, hands-on IC