Compliance Analyst
Core
Provide compliance and regulatory advice, conduct risk-based monitoring, and manage AML/CFT frameworks for the Taiwan investment business.
Role type
Compliance Analyst (Investment Management)
Builds
Compliance policies, regulatory reports, and AML/CFT structures for Taiwan operations.
Domain
Asset Management / Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
Knowledge of Taiwan laws and regulations, Asset management product expertise, Regulatory reporting, Risk-based monitoring, Policy development, AML/CFT knowledge
Preferred skills
ETF experience, Unit trust experience, Legal or accounting background
Technologies
N/A
Responsibilities
Provide compliance and regulatory advice to the Taiwan business, Conduct regular risk-based compliance monitoring and surveillance, Review marketing materials for regulatory adherence, Assist in preparing management papers and regulatory reports, Train staff on compliance and AML/CFT issues, Liaise with legal, risk, and internal audit functions
Seniority
Mid-Senior, hands-on IC