Asset & Wealth Managed Services (AWMS) - Risk & Compliance Solutions (Internal Audit & Risk) - Senior Manager
Core
Senior Manager leading internal audit and risk solutions for asset managers, wealth managers, and capital market intermediaries to optimize governance and regulatory compliance.
Role type
Senior Manager, Internal Audit & Risk Solutions (Asset & Wealth Management)
Builds
Governance frameworks, risk management policies, and regulatory compliance programs for financial services clients.
Domain
Financial Services / Asset & Wealth Management / Regulatory Compliance
Deliverable
client delivery
Required skills
Financial services regulatory audit, Internal audit, External audit, Risk management, AML/CFT, ISAE 3402, ISEA 3000, AUP, Technology risk management, Cyber hygiene, Business continuity management, MAS regulatory knowledge, Team management, Business development
Preferred skills
Regulator employment experience, IT audit, Digital assets knowledge, Technology risk management
Technologies
Regulatory technology platforms, Audit software
Responsibilities
Provide advice on compliance and risk management frameworks, manage a team of specialists for outsourced audits, conduct business process and controls reviews, draft audit findings and reports, manage stakeholder relationships, conduct thematic reviews, work on business development, host industry events
Seniority
Senior Manager, hands-on IC with team leadership
