Asset & Wealth Managed Services (AWMS) - Risk & Compliance Solutions (Internal Audit & Risk) - Senior Manager
Core
Senior Manager leading internal audit and risk solutions for asset and wealth management clients, optimizing governance and regulatory compliance.
Role type
Senior Manager, Internal Audit & Risk Advisory
Builds
Governance, risk management, and compliance frameworks for asset managers, wealth managers, and capital market intermediaries.
Domain
Financial Services / Asset & Wealth Management / Regulatory Compliance
Deliverable
client delivery
Required skills
Financial services regulatory audit, Internal audit, External audit, MAS regulatory knowledge (SFA, FAA, Banking Act, PSA, AML/CFT), Team management, Business process review, Risk assessment, Report writing, Stakeholder management
Preferred skills
Regulator employment experience, IT audit, ISAE 3402/ISEA 3000/AUP frameworks, Technology risk management, Cyber hygiene, Business continuity management, Direct MAS interaction experience
Technologies
Regulatory technology platforms, Analytics tools
Responsibilities
Provide advice on compliance and risk management frameworks; Manage a team of specialists for outsourced internal audits and regulatory inspections; Conduct business process and controls reviews; Draft findings and reports; Manage key stakeholder relationships; Conduct thematic reviews and thought leadership; Work on business development and new market opportunities.
Seniority
Senior Manager, hands-on IC with team leadership