Risk Services, Regulatory Advisory Generalist - Assistant Manager / Manager
Core
Providing regulatory advice, conducting compliance reviews, and performing internal audits for financial services clients to ensure adherence to regulatory requirements and industry practices.
Role type
Manager-level Regulatory Risk and Compliance Generalist
Builds
Independent assurance and business control solutions for financial institutions
Domain
Financial Services / Banking / Payments / Fintech / Regulatory Compliance
Deliverable
client delivery
Required skills
Regulatory advice, compliance reviews, internal audits, process and control formulation, licensing advice, regulatory reporting, compliance framework development, stakeholder management
Preferred skills
Banking regulatory experience, Big 4 audit experience, regulator experience, MAS regulatory knowledge, internal control review experience
Technologies
Regulatory technology / platforms
Responsibilities
Provide regulatory advice on risk, regulations, and compliance to banks, payments, and Fintech companies; Conduct compliance reviews and internal audits; Formulate recommendations for processes and controls; Provide advice on licensing, regulatory reporting, and compliance frameworks; Support audit engagements on regulatory reporting; Build Compliance Outsourcing Services; Work on business development and new market opportunities
Seniority
Manager, hands-on IC with strategic input